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SEC Adopts New Rules To Protect Broker-Dealer Customers
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Law360  | August 01, 2013

Share us on: Twitter Facebook LinkedIn By Lance Duroni 0 Comments Law360, Chicago (July 31, 2013, 8:14 PM ET) -- The U.S. on Wednesday adopted new rules aimed at bolstering safeguards for the customers of broker-dealers, including additional reporting and audit requirements. The new reporting rul...
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