Media & Advertising
SEC Adopts New Rules To Protect Broker-Dealer Customers
Have an interest in this Story?
Sign Up for Real-Time email updates
August 01, 2013
Share us on: Twitter Facebook LinkedIn By Lance Duroni 0 Comments Law360, Chicago (July 31, 2013, 8:14 PM ET) -- The U.S. on Wednesday adopted new rules aimed at bolstering safeguards for the customers of broker-dealers, including additional reporting and audit requirements. The new reporting rul...
Read Full Article
Leave a Comment:
You must be logged in to leave a comment
Most Read Securities industry Articles
The Pennsylvania Coal Alliance Praises Lawmakers For The Passage Of The
DaVita Kidney Care Finalizes DOJ Settlement
Harwood Feffer LLP Announces Investigation of Willbros Group, Inc.
Man jumps White House fence, stopped by Secret Service dogs
The future of architectural glazing materials is strong and bright; Bayer launches
Your Canadian Real Estate Connection in Tucson, AZ
Real Estate Industry
Senior Vice President
View more profiles
Access dozens of premium and subscriptions sites
Build a News Circle
Get News Briefings
Congoo News Home
Get the Netpass
Copyright ©2014 Congoo.com. All Rights Reserved.