Securities Industry News

Britain's Financial Conduct Authority (FCA) said it has fined U.S. bank JPMorgan 3.08 million pounds ($4.6 million) for being unable to show it was giving clients the right advice. The FCA said on Thursday

Deutsche Bank co-CEO Warns of Highly Optimistic Mood in Markets - 107 Minutes ago

Deutsche Bank AG (DBK), continental Europe’s biggest bank, said some investors are probably underestimating the ramifications of the European debt crisis and a political stalemate over the U.S. debt ceiling.

DeRegt?s not alone in fleeing Morgan Stanley. Nomura hiring everywhere - 103 Minutes ago

Morgan Stanley’s fixed income business is in a state of upheaval, but anyone thrown off balance at the U.S. bank can seek solace at Nomura, which says it’s hiring fixed income professionals worldwide.

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WH Ireland's Scott retires from stockbroker's board - 40 Minutes ago

8:17am BST WH Ireland's John Scott has retired from the stockbroker's board. Scott will leave his position as a director with immediate effect, though continue with his duties as an investment manager

REG-J.P. Morgan Securities plc. Form 8.5 (EPT/RI) Eurasian Natural Resources Corporation - 50 Minutes ago

Form 8.5 (EPT/RI) Eurasian Natural Resources Corporation Plc FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

REG-J.P. Morgan Securities plc. Form 8.5 (EPT/RI) Kazakhmys Plc - 50 Minutes ago

Form 8.5 (EPT/RI) Kazakhmys Plc FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover

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Morgan Stanley Fixed-Income Veteran deRegt Leaves for New Firm - 11 Hours ago

May 23 (Bloomberg) -- Ken deRegt, a Morgan Stanley veteran called on to revamp risk-management and the fixed-income trading business after returning in February 2008, is leaving again to join investment

South Miami Settles SEC Charge it Misled Muni Investors - 11 Hours ago

The Florida city of South Miami misled investors by failing to disclose that it had used tax-exempt bond proceeds to help a developer finance a downtown parking and retail project, according to U.S. regulators.

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U.S. Investment Bankers Trump U.K. Rivals on their Own Turf - 114 Minutes ago

Share this Article Send U.S. investment banks have been clobbering their U.K. rivals for well over a year, generating near-record revenue share while their European counterparts continue to struggle.

Investec PLC - Final Results - 5 Hours ago

National Storage Mechanism Appointed by the FCA to act as the official mechanism for the storage of regulated information in the UK RNS Number : 3769F Investec PLC 23 May 2013 ? Investec LimitedIncorporated

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Credit Suisse Securities (Eur) Ltd - Form 8.5 (EPT/NON-RI) - Kazakhmys Plc - 56 Minutes ago

National Storage Mechanism Appointed by the FCA to act as the official mechanism for the storage of regulated information in the UK RNS Number : 4343F Credit Suisse Securities (Eur) Ltd 23 May 2013 ?

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Morgan Stanley cuts stk in China Coal (01898) to 4.82% - 65 Minutes ago

(Infocast News) Morgan Stanley reduced its long position in the H shares of China Coal Energy Co. Ltd. (01898) from 5.2% to 4.82% on May 20 by disposing of 13.447 million shares at HK$5.288 per share

Goldman Sachs Is Doing Well, So Is Its CEO Lloyd Blankfein - 94 Minutes ago

Please keep your community civil. All comments must follow the NPR.org Community rules and terms of use, and will be moderated prior to posting. NPR reserves the right to use the comments we receive,

Telescope ruled out of Investec Derby at Epsom - 75 Minutes ago

Telescope has a sore left shin and “won't be running” in the Investec Derby at Epsom on June 1, said trainer Sir Michael Stoute. The Galileo colt had a racecourse gallop at Lingfield on Wednesday, in

Investec Plc Reports A 21% Rise In Operating Profit - 108 Minutes ago

... and the improvement in equity markets bodes well for Investec plc (LON:INVP). Investec (LSE: INVP) -- the South Africa based international specialist bank and asset manager -- is currently down over

FCA fines JP Morgan £3.1m for wealth management failings - 55 Minutes ago

The Financial Conduct Authority has fined JP Morgan International Bank £3.1 million for systems and control failings in its wealth management business. The failings, which relate to its provision of retail

Credit Suisse Securities (Eur) Ltd - Form 8.5 (EPT/NON-RI) - Eurasian Natural Resources - 56 Minutes ago

National Storage Mechanism Appointed by the FCA to act as the official mechanism for the storage of regulated information in the UK RNS Number : 4333F Credit Suisse Securities (Eur) Ltd 23 May 2013 ?

Deutsche Bank AG - Form 8.5 (EPT/NON-RI) Severn Trent Plc - 79 Minutes ago

National Storage Mechanism Appointed by the FCA to act as the official mechanism for the storage of regulated information in the UK RNS Number : 4311F Deutsche Bank AG 23 May 2013 ? FORM 8.5 (EPT/NON-RI)

Deutsche Bank AG - Form 8.5 (EPT/RI) Severn Trent Plc - 79 Minutes ago

National Storage Mechanism Appointed by the FCA to act as the official mechanism for the storage of regulated information in the UK RNS Number : 4309F Deutsche Bank AG 23 May 2013 ? FORM 8.5 (EPT/RI)

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